HAMPDEN AGENCIES LIMITED

• Principal Place of Business

  Hampden Agencies Ltd

  40 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +4402078636500

  Web

  https://www.hampden.co.uk

• Complaints Contact

  Hampden Agencies Ltd

  40 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +4402078636500

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Lloyd's Investment Advice

  For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Membership of a Lloyd's syndicate, Non-investment insurance contracts, Underwriting capacity of a Lloyd's syndicate

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

• Jonathan Napier Green

  IRN JNG01023

  • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
  • CF25 Adviser on Syndicate Participation at Lloyd's (10 Aug 2005 to 31 Oct 2007)
• Leslie John Taylor

  IRN LJT01032

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (23 Jul 2003 to 1 Nov 2007)
  • CF11 Money Laundering Reporting (2 Apr 2002 to 1 Nov 2007)
• Malcolm Graham McCaig

  IRN MGM01071

  • Director of firm who is not a certification employee or a SMF manager (since 7 Dec 2022)
• Mark John Tottman

  IRN MJT01077

  • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Jul 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 7 Jul 2003)
  • CF1 Director (1 Dec 2001 to 30 Nov 2010)
• Michael John Wake-Walker

  IRN MXW01415

  • 9. Advising on syndicate participation at Lloyd's
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF25 Adviser on Syndicate Participation at Lloyd's (26 Apr 2006 to 31 Oct 2007)
• Neil Keith Gordon

  IRN NKG00012

  • 9. Advising on syndicate participation at Lloyd's
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2011 to 8 Dec 2019)
• Neil Leslie Crawford-Smith

  IRN NLC01016

  • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2023)
  • CF10 Compliance Oversight (30 Mar 2016 to 20 Sep 2018)
  • CF3 Chief Executive (18 Feb 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (4 Jan 2008 to 30 Sep 2018)
  • CF1 Director (4 Jan 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (4 Jan 2008 to 31 Mar 2009)
  • CF25 Adviser on Syndicate Participation at Lloyd's (21 Apr 2006 to 30 Jun 2006)
• Nicholas Bishop

  IRN NXB02007

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Sep 2018 to 8 Dec 2019)
• Nicholas D'Ambrumenil

  IRN NJD01037

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF25 Adviser on Syndicate Participation at Lloyd's (14 Jun 2005 to 31 Oct 2007)
• Nicholas David Lewis

  IRN NDL01010

  • CF1 Director (1 Dec 2001 to 3 Sep 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 7 Jul 2003)

No changes recorded yet.