Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAMPDEN AGENCIES LIMITED (no longer approved here)

    FRN 204946

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (23 Jul 2003 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (2 Apr 2002 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.