Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2023)
- CF10 Compliance Oversight (30 Mar 2016 to 20 Sep 2018)
- CF3 Chief Executive (18 Feb 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (4 Jan 2008 to 31 Mar 2009)
- CF1 Director (4 Jan 2008 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Jan 2008 to 30 Sep 2018)
- CF25 Adviser on Syndicate Participation at Lloyd's (21 Apr 2006 to 30 Jun 2006)
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- CF11 Money Laundering Reporting (24 May 2004 to 28 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.