Halifax Share Dealing Limited

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FRN: 183332
Date authorised: 1 April 2013
Companies House: 03195646
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Lloyds Banking Group plc

11-12 Wellington Place

Leeds

LS1 4AP

UNITED KINGDOM

Phone

+441132703685

Web

http://www.halifax.co.uk
Complaints Contact

Lloyds Banking Group plc

11-12 Wellington Place

Leeds

LS1 4AP

UNITED KINGDOM

Phone

+441132703685

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trade Settlement Routing

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Share, Unit
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- · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Electronic Trade Settlement

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Demetra Agrotis
IRN DXA00344
- SMF5 Head of Internal Audit (since 7 Feb 2025)
Dena Brumpton
IRN DJB01676
- Director of firm who is not a certification employee or a SMF manager (since 2 Feb 2026)
Derek George Usher
IRN DGU01007
- CF28 Systems and controls (1 Nov 2007 to 8 Jan 2008)
- CF10 Compliance Oversight (9 Oct 2007 to 8 Jan 2008)
- CF14 Risk Assessment (9 Oct 2007 to 31 Oct 2007)
Donald MacKechnie
IRN DXM01896
- SMF24 Chief Operations (since 1 Sep 2024)
- SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
- CF28 Systems and controls (2 Apr 2014 to 5 Sep 2014)
Douglas Hugh Boyce
IRN DHB01041
- CF26 Customer Trading (1 Dec 2001 to 30 Jun 2006)
Dudley Mark Hewitt Skinner
IRN DMS01106
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 31 Aug 2024)
Elizabeth Charlotte Davison
IRN ECD01007
- CF30 Customer (1 Nov 2007 to 4 Jun 2015)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Emma Jane Schoon
IRN EJS01120
- CF30 Customer (8 Feb 2016 to 8 Dec 2019)
Erica Susan Losits
IRN ESL01007
- CF30 Customer (1 Nov 2007 to 16 Nov 2007)
- CF26 Customer Trading (1 Sep 2004 to 31 Oct 2007)
Euan MacLeod
IRN EXM01608
- CF30 Customer (25 Jul 2012 to 14 Jan 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

The Motley Fool Ltd (no longer appointed)
FRN 422737 · Appointed 25 Aug 2006 · Until 15 Mar 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.