Haitong International (UK) Limited

Date authorised
1 April 2013
Companies House
04058971
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191
    Web
    https://www.htisec.com/en-us/htiuk

  • Complaints Contact

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rui Filipe da Silva Dias

    IRN RFD01038

    • CF30 Customer (28 Feb 2014 to 2 Jan 2015)
  • Rui Jin

    IRN RXJ01209

    • SMF3 Executive Director (21 Sep 2020 to 15 Jan 2025)
  • Rui Xu

    IRN RXX01005

    • CF30 Customer (5 Sep 2016 to 23 Feb 2018)
  • Rupert Angus MacPherson

    IRN RAM01204

    • CF2 Non Executive Director (5 Jul 2012 to 21 Apr 2016)
    • CF1 Director (16 Mar 2010 to 5 Jul 2012)
    • CF30 Customer (11 Feb 2010 to 31 May 2012)
  • Rupert John Anthony Eastwood

    IRN RJE01092

    • Director of firm who is not a certification employee or a SMF manager (21 Jan 2021 to 28 Dec 2021)
    • CF2 Non Executive Director (28 Dec 2018 to 8 Dec 2019)
  • Russell Clifton

    IRN RXC01273

    • CF30 Customer (1 Nov 2007 to 20 Jan 2014)
    • CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
  • Sackett Snow Cook, Jr

    IRN SXC01349

    • CF16 Significant Mgt (Desgntd Investment Business) (15 Jul 2002 to 21 Jul 2004)
    • CF21 Investment Adviser (15 Jul 2002 to 21 Jul 2004)
  • Samantha Guthrie

    IRN SXG01540

    • CF10 Compliance Oversight (19 Oct 2012 to 28 Jun 2013)
    • CF11 Money Laundering Reporting (5 Jul 2012 to 28 Jun 2013)
  • Samuel Bland

    IRN SJB01646

    • CF30 Customer (27 May 2014 to 31 Dec 2014)
  • Samuel William Reynolds

    IRN SWR01044

    • CF30 Customer (26 Mar 2010 to 31 Aug 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.