Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Rickin Thakrar

  IRN RXT01389

  • CF30 Customer (15 Oct 2013 to 17 May 2016)
• Robert Edward Morton

  IRN REM01038

  • CF30 Customer (24 Dec 2012 to 9 Aug 2013)
• Robert Grindle

  IRN RJG01125

  • CF30 Customer (10 Sep 2013 to 23 May 2014)
• Robert James Philip Evans

  IRN RXE01158

  • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
  • CF21 Investment Adviser (22 Mar 2006 to 31 Oct 2007)
• Robert Noble

  IRN RJN01058

  • CF30 Customer (12 Apr 2010 to 7 Jan 2011)
• Rodrigo Murteira de Franca

  IRN RXM01919

  • CF2 Non Executive Director (26 Jun 2014 to 5 Nov 2015)
• Rory Ewen Boyd

  IRN REB01105

  • CF30 Customer (26 Mar 2010 to 13 Sep 2010)
• Rosalia Burgio

  IRN RXB01312

  • [FCA CF] Client dealing (20 Jan 2021 to 1 Apr 2026)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Roy Gilmore Young

  IRN RGY01002

  • CF30 Customer (12 Oct 2009 to 16 Feb 2010)
• Rubinder Singh Virdee

  IRN RSV01007

  • CF30 Customer (20 Jan 2010 to 8 Dec 2014)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.