Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 May 2024)
    • [FCA CF] Client dealing (since 19 Mar 2020)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Jul 2019)
    • CF30 Customer (28 Feb 2011 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Jul 2019)
    • CF30 Customer (28 Feb 2011 to 6 Mar 2016)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (12 Apr 2010 to 7 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.