Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Oliver John Woodfords Pawle

  IRN OJP01002

  • CF30 Customer (8 Feb 2008 to 25 Jun 2009)
  • CF2 Non Executive Director (26 Oct 2007 to 30 Sep 2009)
• Oliver Wilson

  IRN ORW01002

  • CF30 Customer (20 Oct 2008 to 31 Aug 2010)
• Olivier Pierre Arnaud Dega

  IRN OPD01001

  • CF30 Customer (4 Mar 2010 to 21 Oct 2010)
• Owen Edward Bowen Jones

  IRN OEJ01003

  • CF30 Customer (2 Jun 2014 to 6 Mar 2015)
• Owen James Gordon Thomas

  IRN OJT01003

  • CF30 Customer (9 Nov 2010 to 10 Sep 2015)
• Panayiotis Demetriades

  IRN PXD01590

  • CF30 Customer (20 Nov 2008 to 13 Oct 2009)
• Paolo Manca

  IRN PXM01341

  • CF30 Customer (9 Sep 2009 to 12 Jul 2010)
• Parin Shah

  IRN PXS02296

  • CF30 Customer (17 Jul 2013 to 22 Oct 2014)
• Patrick Mortensen

  IRN PXM01520

  • CF30 Customer (1 Nov 2007 to 21 May 2014)
  • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
• Patrick Oswald Mayhew

  IRN POM01003

  • CF30 Customer (26 Jun 2009 to 6 Mar 2015)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.