Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 2 Nov 2020)
    • [FCA CF] Material risk taker (since 1 Nov 2019)
    • [FCA CF] Client dealing (since 1 Jun 2016)
    • [FCA CF] Algorithmic trading (27 Jul 2023 to 2 Mar 2026)
    • [FCA CF] Material risk taker (since 1 Nov 2019)
    • [FCA CF] Client dealing (since 1 Jun 2016)
    • [FCA CF] Algorithmic trading (27 Jul 2023 to 2 Mar 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (29 Sep 2010 to 6 Mar 2016)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (20 Oct 2008 to 31 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.