Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (9 Nov 2010 to 10 Sep 2015)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (21 May 2010 to 3 Nov 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 2 Dec 2008)
    • CF21 Investment Adviser (30 Nov 2002 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.