Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Karolina Kalkantara

  IRN KXK01149

  • CF30 Customer (20 Nov 2009 to 3 Dec 2009)
• Katherine Lee

  IRN KXL01243

  • CF2 Non Executive Director (AR) (3 Aug 2006 to 29 Aug 2007)
• Keith Jones

  IRN KXJ01057

  • CF2 Non Executive Director (1 Nov 2007 to 23 Feb 2018)
• Kenneth Shiu Pong Ho

  IRN KXH00368

  • SMF3 Executive Director (since 15 Feb 2023)
  • SMF1 Chief Executive (since 15 Feb 2023)
• Kevin Andrew Bilsby

  IRN KAB01060

  • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
  • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
• Kin Chueng Fung

  IRN KXF19685

  • [FCA CF] Client dealing (20 Jan 2021 to 9 May 2025)
  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Kodu Chenna Keshava Shetty

  IRN KCS01013

  • CF21 Investment Adviser (29 Nov 2002 to 29 Nov 2005)
  • CF26 Customer Trading (29 Nov 2002 to 29 Nov 2005)
• Kurt Peterson

  IRN KXP01288

  • CF30 Customer (1 Aug 2008 to 8 Mar 2011)
• Laura Blanco

  IRN LXB01571

  • CF30 Customer (3 Mar 2011 to 24 Jul 2013)
• Laura Mary Mould

  IRN LMH01031

  • CF30 Customer (8 Feb 2010 to 3 Apr 2017)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.