Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (1 Nov 2007 to 20 Mar 2015)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF21 Investment Adviser (29 Nov 2002 to 29 Nov 2005)
    • CF26 Customer Trading (29 Nov 2002 to 29 Nov 2005)
  • FIRST GLOBAL (UK) LTD. (no longer approved here)

    FRN 190780

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.