Habib Bank AG Zurich

• Principal Place of Business

  Habib House

  42 Moorgate

  London

  EC2R 6JJ

  UNITED KINGDOM

  Phone

  +442074520200

  Web

  https://www.habibbank.com

• Complaints Contact

  Habib House

  42 Moorgate

  London

  EC2R 6JJ

  UNITED KINGDOM

  Phone

  +4402074520257

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kamran Ahmed Qazi

  IRN KAQ01003

  • SMF22 Other Local Responsibility (since 7 Mar 2016)
  • CF10a CASS Oversight function (19 Aug 2014 to 6 Mar 2016)
  • CF29 Significant management (25 Apr 2014 to 6 Mar 2016)
• Khawja MD Masum Billah

  IRN KXB06374

  • SMF24 Chief Operations (4 Dec 2018 to 1 Jun 2021)
• Miguel Sanchez

  IRN MXS02933

  • CF30 Customer (16 Feb 2012 to 6 Mar 2016)
• Mohammad Yakoob Chowdhury

  IRN MYC01014

  • CF29 Significant management (20 Apr 2009 to 24 Apr 2012)
• Mustafa Aziz

  IRN MXA01466

  • CF21 Investment Adviser (9 Jul 2003 to 1 Jun 2007)
• Nadia Saleem

  IRN NXS01587

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
  • SMF16 Compliance Oversight (since 7 Mar 2016)
  • CF10 Compliance Oversight (4 Dec 2015 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (4 Dec 2015 to 6 Mar 2016)
• Nicholas John Fisher

  IRN NJF01088

  • CF10 Compliance Oversight (26 Jan 2012 to 24 Sep 2012)
  • CF11 Money Laundering Reporting (26 Jan 2012 to 24 Sep 2012)
  • CF10a CASS Oversight function (26 Jan 2012 to 24 Sep 2012)
• Nilesh Suresh Shah

  IRN NSS01029

  • CF26 Customer Trading (1 Dec 2001 to 30 Jul 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
• Paul Edwin Savaker

  IRN PES01069

  • CF10a CASS Oversight function (10 Jan 2013 to 20 Aug 2014)
  • CF11 Money Laundering Reporting (10 Jan 2013 to 30 Nov 2014)
  • CF10 Compliance Oversight (10 Jan 2013 to 30 Nov 2014)
• Rajvi Navinchandra Shah

  IRN RNS01030

  • CF22 Investment Adviser (Trainee) (16 Apr 2002 to 5 Dec 2002)

No changes recorded yet.