Habib Bank AG Zurich

• Principal Place of Business

  Habib House

  42 Moorgate

  London

  EC2R 6JJ

  UNITED KINGDOM

  Phone

  +442074520200

  Web

  https://www.habibbank.com

• Complaints Contact

  Habib House

  42 Moorgate

  London

  EC2R 6JJ

  UNITED KINGDOM

  Phone

  +4402074520257

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rakesh Naker

  IRN RRN01005

  • CF21 Investment Adviser (9 Dec 2002 to 28 Dec 2004)
• Raymond John Crossley

  IRN RJC01165

  • CF11 Money Laundering Reporting (13 May 2011 to 10 Feb 2012)
  • CF10 Compliance Oversight (13 May 2011 to 10 Feb 2012)
• Ridhima Bhandari

  IRN RXB01829

  • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
  • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Dec 2006 to 18 Jun 2007)
• Salman Haider

  IRN SXH01353

  • CF26 Customer Trading (1 Dec 2001 to 14 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2001)
• Sameer Mhatay

  IRN SXM01534

  • CF30 Customer (1 Nov 2007 to 5 Nov 2012)
  • CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
• Satyajeet Roy

  IRN SXR02505

  • SMF19 Head of Overseas Branch/Head of Overseas (since 25 Nov 2016)
• Sedjwick, John Joseph

  IRN SJJ01106

  • CF29 Significant management (28 Jun 2012 to 27 Nov 2015)
• Shahid Shehzad

  IRN SXS02066

  • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
  • CF21 Investment Adviser (27 Apr 2006 to 31 Oct 2007)
• Sherif Moorad Saeed Choudhry

  IRN SMC01105

  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 18 Mar 2016)
  • CF3 Chief Executive (10 Nov 2015 to 6 Mar 2016)
• Steven Shilling

  IRN SXS02935

  • CF29 Significant management (10 Jul 2012 to 5 Dec 2014)

No changes recorded yet.