Sameer Mhatay

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBL BANK UK LIMITED

    FRN 188585

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Apr 2025)
    • [FCA CF] Significant management (since 9 Apr 2025)
    • [FCA CF] Material risk taker (since 9 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • [FCA CF] Client dealing (1 Apr 2020 to 9 Apr 2025)
    • CF30 Customer (21 Feb 2013 to 31 Dec 2014)
  • Oasis Crescent Wealth (UK) Limited (no longer approved here)

    FRN 572395

    • CF30 Customer (6 Jan 2015 to 23 Oct 2015)
  • Habib Bank AG Zurich (no longer approved here)

    FRN 113991

    • CF30 Customer (1 Nov 2007 to 5 Nov 2012)
    • CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.