Date authorised
8 February 2016
Companies House
09796905
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    68 King William Street
    London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +4402038971830
  • Complaints Contact

    H2 Radnor Limited
    68 King William Street
    London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +4402038971830

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Iain Louis Daly

    IRN ILD01009

    • [FCA CF] Client dealing (since 29 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2016 to 8 Dec 2019)
  • Jake Brown

    IRN JXB03876

    • [FCA CF] Client dealing (since 30 Sep 2024)
  • James Roderick Oscroft

    IRN JRO01014

    • [FCA CF] Client dealing (since 27 Apr 2022)
  • James Smith

    IRN JXS00916

    • [FCA CF] Client dealing (8 Mar 2022 to 27 Jul 2022)
  • James Vivian Blackburn

    IRN JVB01015

    • [FCA CF] Client dealing (since 22 Jul 2024)
  • Jonathan Gillen

    IRN JXG02336

    • CF2 Non Executive Director (2 Dec 2016 to 3 May 2017)
    • CF29 Significant management (8 Feb 2016 to 3 Dec 2018)
  • Joshua James Dexter Cryer

    IRN JJC01181

    • [FCA CF] Client dealing (since 29 Jan 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)
  • Mark Motion

    IRN MVM01009

    • [FCA CF] Client dealing (24 Nov 2021 to 23 Mar 2023)
  • Mark Wilson

    IRN MXW00743

    • [FCA CF] Client dealing (since 6 Nov 2024)
  • Michael Christopher Van Dulken

    IRN MCV01008

    • [FCA CF] Client dealing (since 29 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Thomas Durie (no longer appointed)

    FRN 789809 · Appointed 26 Sep 2017 · Until 3 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.