Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Apr 2022)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Material risk taker (1 Apr 2020 to 16 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2020)
    • CF29 Significant management (21 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.