H C I Financial Services Limited

• Principal Place of Business

  H C I Financial Services Ltd

  Cambrian House

  Lakeside Business Village

  St. Davids Park

  Deeside

  Flintshire

  CH5 3XA

  UNITED KINGDOM

  Phone

  +441244539595

  Web

  https://www.hcifs.co.uk

• Complaints Contact

  H C I Financial Services Ltd

  Cambrian House

  Lakeside Business Village

  St. Davids Park

  Deeside

  Flintshire

  CH5 3XA

  UNITED KINGDOM

  Phone

  +441244539595

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Alexander Challis

  IRN RXA00257

  • SMF3 Executive Director (since 23 Jan 2023)
• Roger Michael Taylor

  IRN RMT00005

  • Responsible for Insurance Distribution (1 Sep 2020 to 8 Sep 2023)
  • SMF3 Executive Director (1 Sep 2020 to 6 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Sep 2020 to 8 Sep 2023)
  • SMF16 Compliance Oversight (1 Sep 2020 to 8 Sep 2023)
• Sophie Wood

  IRN SXT45388

  • [FCA CF] Client dealing (20 Dec 2023 to 15 Nov 2024)
  • [FCA CF] Functions requiring qualifications (20 Dec 2023 to 15 Nov 2024)
• Stephen McMunn

  IRN SXM04117

  • [FCA CF] Manager of certification employee (1 Oct 2022 to 24 Dec 2024)
• Walter Sydney Byrne Simpson

  IRN WSS00009

  • [FCA CF] Client dealing (1 Jun 2021 to 5 Apr 2024)
  • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 5 Apr 2024)
• Wendy Deacon

  IRN WXD00065

  • [FCA CF] Functions requiring qualifications (8 Nov 2024 to 7 Aug 2025)
• Zoe Lloyd

  IRN ZXL45393

  • [FCA CF] Manager of certification employee (since 1 Jun 2021)

• The Ideal Savings Company Ltd (no longer appointed)

  FRN 517276 · Appointed 2 Feb 2010 · Until 4 Jul 2012

No changes recorded yet.