Guy Butler Limited

• Principal Place of Business

  Guy Butler Ltd

  14th Floor Dashwood House

  69 Old Broad Street

  London

  City Of London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

  Web

  https://www.guybutler.co.uk

• Complaints Contact

  14th Floor Dashwood House

  69 Old Broad Street

  London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +4402088282200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

• Richard Bradfield

  IRN RXB01654

  • CF21 Investment Adviser (27 Jan 2005 to 27 Aug 2005)
  • CF26 Customer Trading (16 Aug 2004 to 27 Jan 2005)
• Richard Huw Isbister

  IRN RHI01007

  • CF30 Customer (16 May 2018 to 8 Dec 2019)
• Richard John Wyclif Henderson

  IRN RJH01178

  • CF30 Customer (1 Sep 2009 to 16 Oct 2012)
• Roger Jason Brookes

  IRN RJB01199

  • CF21 Investment Adviser (19 Jun 2003 to 31 Aug 2004)
• Rohan Bajaj

  IRN RXB01051

  • [FCA CF] Client dealing (2 May 2025 to 15 Mar 2026)
• Rupert Harcus

  IRN RAH01228

  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Client dealing (30 Sep 2020 to 15 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
• Simon David Willett

  IRN SDW01051

  • CF21 Investment Adviser (7 Oct 2003 to 16 Apr 2004)
• Stephen John Bate

  IRN SJB01259

  • CF30 Customer (14 Apr 2008 to 3 Feb 2011)
• Timothy Anthony Clark

  IRN TAC01115

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
• Toby Beels

  IRN TXB01309

  • CF21 Investment Adviser (9 Mar 2006 to 19 Oct 2007)

No changes recorded yet.