Rupert Harcus

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guy Butler Limited

    FRN 190911

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Client dealing (30 Sep 2020 to 15 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 15 Jun 2022)
    • [FCA CF] Client dealing (15 Feb 2021 to 15 Jun 2022)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (13 Jan 2006 to 12 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.