Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Jul 2024)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (10 Feb 2021 to 31 May 2023)
    • CF30 Customer (8 May 2014 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (10 Feb 2021 to 31 May 2023)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (7 Oct 2008 to 31 Oct 2013)
    • CF21 Investment Adviser (27 Jan 2005 to 27 Aug 2005)
    • CF26 Customer Trading (16 Aug 2004 to 27 Jan 2005)
  • Guy Butler Limited (no longer approved here)

    FRN 190911

    • CF21 Investment Adviser (27 Jan 2005 to 27 Aug 2005)
    • CF26 Customer Trading (16 Aug 2004 to 27 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.