Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 10 Jul 2024)
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- [FCA CF] Client dealing (10 Feb 2021 to 31 May 2023)
- CF30 Customer (8 May 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (10 Feb 2021 to 31 May 2023)
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- CF30 Customer (7 Oct 2008 to 31 Oct 2013)
- CF21 Investment Adviser (27 Jan 2005 to 27 Aug 2005)
- CF26 Customer Trading (16 Aug 2004 to 27 Jan 2005)
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- CF21 Investment Adviser (27 Jan 2005 to 27 Aug 2005)
- CF26 Customer Trading (16 Aug 2004 to 27 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.