Gulf International Bank (UK) Limited

• Principal Place of Business

  Gulf International Bank UK Ltd

  1 Curzon Street

  London

  Westminster

  W1J 5HD

  UNITED KINGDOM

  Phone

  +442072593456

  Web

  https://www.gibam.com

• Complaints Contact

  Gulf International Bank UK Ltd

  1 Curzon Street

  London

  Westminster

  W1J 5HD

  UNITED KINGDOM

  Phone

  +442072593456

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nick Moore

  IRN NXM00391

  • [FCA CF] Client dealing (7 Mar 2016 to 11 Jul 2025)
• Nicola Jane Rees

  IRN NJC01138

  • CF27 Investment Management (12 Jan 2002 to 28 Apr 2007)
• Nigel Paul Tyler

  IRN NPT01012

  • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Nikolaos Makris

  IRN NXM01268

  • CF27 Investment Management (30 May 2003 to 19 Feb 2004)
• Oliver Elliot Wright

  IRN OXW00078

  • [FCA CF] Client dealing (since 24 Jan 2024)
• Oliver Gottlieb

  IRN ONG01002

  • [FCA CF] Client dealing (2 Aug 2021 to 2 Jun 2023)
• Oliver J Cooper

  IRN OXC01040

  • [FCA CF] Material risk taker (1 Mar 2024 to 1 Mar 2025)
  • [FCA CF] Client dealing (18 Jul 2022 to 4 Jul 2025)
• Osamah mohammed Shaker

  IRN OXS67254

  • Director of firm who is not a certification employee or a SMF manager (25 Jun 2018 to 23 Jun 2021)
• Pascal Nicoli

  IRN PXN01194

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 22 Feb 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 22 Feb 2023)
  • CF30 Customer (5 Nov 2008 to 6 Mar 2016)
• Patience Mhishi

  IRN PXM00490

  • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2024 to 3 Mar 2025)
  • [FCA CF] Material risk taker (1 May 2020 to 1 Mar 2024)

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