Oliver Gottlieb

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

USS Investment Management Limited
FRN 564285
- [FCA CF] Client dealing (since 1 Apr 2024)
Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- [FCA CF] Client dealing (2 Aug 2021 to 2 Jun 2023)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Client dealing (2 Mar 2020 to 30 Jun 2021)
- CF30 Customer (19 Dec 2012 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF22 Investment Adviser (Trainee) (4 Sep 2006 to 6 Sep 2006)
- CF21 Investment Adviser (11 Jan 2005 to 4 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.