Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Global Investments Limited
FRN 191916
- [FCA CF] Client dealing (since 1 Mar 2020)
- CF30 Customer (22 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (29 Apr 2015 to 24 Dec 2015)
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- CF30 Customer (29 Apr 2015 to 24 Dec 2015)
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- CF30 Customer (29 Apr 2015 to 24 Dec 2015)
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- CF30 Customer (29 Apr 2015 to 24 Dec 2015)
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- CF30 Customer (19 Oct 2009 to 10 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.