Guggenheim Securities International Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Guggenheim Securities International Ltd11-12 Hanover StreetLondonWestminsterW1S 1YQUNITED KINGDOM- Phone
- +4407771840949
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Complaints Contact
Guggenheim Securities International Ltd11-12 Hanover StreetLondonWestminsterW1S 1YQUNITED KINGDOM- Phone
- +4407771840949
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Raymond Deasy
IRN RXD01506
- CF30 Customer (29 Aug 2012 to 4 Feb 2015)
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Richard Charles Purkhardt Evans
IRN RCE01042
- [FCA CF] Client dealing (since 6 May 2023)
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Richard Osler
IRN RXO01258
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (27 May 2015 to 8 Dec 2019)
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Robert Bicknese
IRN RXB10956
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (12 Mar 2019 to 8 Dec 2019)
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Robert Lagay
IRN RXL01394
- CF1 Director (7 Oct 2008 to 31 Mar 2014)
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Roman Rudman
IRN RXR00098
- [FCA CF] Client dealing (since 14 Nov 2025)
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Samir Patel
IRN SXP01680
- CF30 Customer (9 Jul 2012 to 31 Jul 2015)
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Scott McLaughlin
IRN SXM02341
- CF1 Director (7 Oct 2008 to 28 Mar 2014)
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Thomas Broun
IRN TXB00664
- [FCA CF] Client dealing (since 22 Aug 2025)
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Tomas Mannion
IRN TXM01219
- CF30 Customer (20 Feb 2015 to 31 Jul 2015)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.