Guggenheim Securities International Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Guggenheim Securities International Ltd11-12 Hanover StreetLondonWestminsterW1S 1YQUNITED KINGDOM- Phone
- +4407771840949
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Complaints Contact
Guggenheim Securities International Ltd11-12 Hanover StreetLondonWestminsterW1S 1YQUNITED KINGDOM- Phone
- +4407771840949
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Vasilis William Tridimas
IRN VWT01002
- [FCA CF] Client dealing (since 15 Aug 2025)
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Vlad Panait
IRN VXP00080
- [FCA CF] Client dealing (since 23 Aug 2024)
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Vladimir Kozul
IRN VXK01194
- CF30 Customer (15 May 2012 to 4 Dec 2012)
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William Joseph Evans
IRN WXE00017
- [FCA CF] Client dealing (since 5 Feb 2026)
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William Rosenberg
IRN WXR01146
- CF1 Director (15 Jun 2015 to 16 Jun 2015)
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Wyatt Kimble
IRN WXK00101
- [FCA CF] Client dealing (since 1 Aug 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.