GuardCap Asset Management Limited

• Principal Place of Business

  6th Floor

  11 Charles II Street

  St. James's

  London

  SW1Y 4NS

  UNITED KINGDOM

  Phone

  +442079072400

  Web

  https://www.guardcap.co.uk

• Complaints Contact

  6th Floor

  11 Charles II Street

  St. James's

  London

  SW1Y 4NS

  UNITED KINGDOM

  Phone

  +442079072400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Mavroudis

  IRN GXM02158

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (12 Jun 2014 to 8 Dec 2019)
• Giles David Warren

  IRN GDW01034

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
• Hang Yin

  IRN HXY01079

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 May 2017 to 8 Dec 2019)
• Joris Nathanson

  IRN JXN01318

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 May 2016 to 8 Dec 2019)
• Justin Mark Preston

  IRN JMP01255

  • [FCA CF] Client dealing (6 Jan 2020 to 31 Jul 2025)
• Karen Paton

  IRN KXP00148

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2024)
• Michael Edward Scott Boyd

  IRN MEB01056

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jun 2014 to 8 Dec 2019)
• Michael Talbot Alleyne Hughes

  IRN MTH01025

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 May 2014 to 8 Dec 2019)
• Orlaith O'Connor

  IRN OXO01200

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jul 2016 to 8 Dec 2019)
• Sarah Lynde

  IRN SXL24846

  • [FCA CF] Client dealing (since 15 Nov 2021)

No changes recorded yet.