Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GuardCap Asset Management Limited
FRN 223961
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 May 2014 to 8 Dec 2019)
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- CF4 Partner (26 Jul 2010 to 16 Dec 2013)
- CF30 Customer (26 Jul 2010 to 16 Dec 2013)
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- CF27 Investment Management (29 Apr 2002 to 31 Dec 2003)
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- CF27 Investment Management (2 Apr 2002 to 31 Dec 2003)
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- CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.