Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Jun 2014 to 8 Dec 2019)
  • SEILERN INVESTMENT MANAGEMENT LTD. (no longer approved here)

    FRN 144827

    • CF30 Customer (1 Nov 2007 to 8 Oct 2013)
    • CF11 Money Laundering Reporting (2 Feb 2005 to 28 Apr 2011)
    • CF3 Chief Executive (1 Feb 2005 to 8 Oct 2013)
    • CF1 Director (1 Dec 2001 to 8 Oct 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.