GSI WEALTH MANAGEMENT LTD

• Principal Place of Business

  1 Churchill Court

  Hortons Way

  Westerham

  Kent

  TN16 1BT

  UNITED KINGDOM

  Phone

  +4401959561500

  Web

  https://www.gsigroup.co.uk

• Complaints Contact

  1 Churchill Court

  Hortons Way

  Westerham

  Kent

  TN16 1BT

  UNITED KINGDOM

  Phone

  +4401959561500

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Janine Mitchell

  IRN JXM02279

  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
  • CF1 Director (3 Aug 2012 to 8 Dec 2019)
• Mario Waschefort

  IRN MXW00173

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 11 Aug 2022)
• Mark Ralph

  IRN MXR01338

  • [FCA CF] Functions requiring qualifications (29 Oct 2024 to 31 Jan 2026)
  • [FCA CF] Client dealing (29 Oct 2024 to 31 Jan 2026)
• Owain Blunkett-Evans

  IRN OXB01231

  • [FCA CF] Functions requiring qualifications (3 Mar 2022 to 31 May 2023)
  • [FCA CF] Client dealing (3 Mar 2022 to 31 May 2023)
• PAUL ANTHONY MITCHELL

  IRN PAM01164

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (19 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (25 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (25 Jan 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (25 Jan 2007 to 30 Sep 2018)
  • CF1 Director (25 Jan 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (25 Jan 2007 to 31 Mar 2009)
• Thomas Edward O'Gorman

  IRN TEO00005

  • [FCA CF] Client dealing (31 Aug 2022 to 8 Dec 2025)
  • [FCA CF] Functions requiring qualifications (31 Aug 2022 to 8 Dec 2025)
• Thomas George Ralph

  IRN TXR16562

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2025)

No changes recorded yet.