Mark Ralph

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Meridian Financial Partners Limited

    FRN 844410

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Jan 2020)
    • Responsibility for MCD Intermediation (29 Jan 2020 to 1 Feb 2026)
    • Responsible for Insurance Distribution (29 Jan 2020 to 1 Feb 2026)
    • SMF16 Compliance Oversight (29 Jan 2020 to 1 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Jan 2020 to 1 Feb 2026)
    • SMF3 Executive Director (29 Jan 2020 to 1 Feb 2026)
  • GSI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 460572

    • [FCA CF] Client dealing (29 Oct 2024 to 31 Jan 2026)
    • [FCA CF] Functions requiring qualifications (29 Oct 2024 to 31 Jan 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (19 Nov 2007 to 12 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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