Date authorised
1 April 2013
Companies House
OC309261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100
  • Complaints Contact

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Douglas Alexander Boyle

    IRN DXB01204

    • [FCA CF] Algorithmic trading (since 24 Nov 2025)
  • Douglas Ward

    IRN DXW01735

    • [FCA CF] Material risk taker (since 21 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Mar 2022)
    • CF4 Partner (6 Jan 2010 to 2 Dec 2019)
  • Duncan Robert Fraser

    IRN DRF01033

    • [FCA CF] Material risk taker (30 Mar 2021 to 1 Feb 2022)
    • [FCA CF] Client dealing (13 Jan 2020 to 1 Feb 2022)
  • Edward Nathaniel Mills

    IRN ENM01007

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Mar 2024)
    • CF30 Customer (21 Jun 2016 to 8 Dec 2019)
  • Elisha Shivnani

    IRN EXS00263

    • [FCA CF] Algorithmic trading (since 19 Dec 2025)
    • [FCA CF] Client dealing (since 19 Dec 2025)
  • Emma Cao

    IRN EXC00274

    • [FCA CF] Algorithmic trading (since 3 Mar 2023)
  • Emma Pendlebury

    IRN EXW01229

    • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
  • Eoin Angus Murray

    IRN EAM01033

    • CF30 Customer (5 Nov 2012 to 9 Jun 2014)
  • Eric Ahn

    IRN EXA00158

    • [FCA CF] Algorithmic trading (17 Nov 2022 to 7 Jan 2025)
  • Fabrice Connin

    IRN FXC01195

    • CF30 Customer (5 Nov 2012 to 9 Jun 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.