Gryphon Emerging Markets Limited

Date authorised
1 April 2013
Companies House
03468917
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78-79 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402072682070
    Web
    https://www.gryphco.com

  • Complaints Contact

    78-79 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402072682070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Robert Wesley Young

    IRN JRY01004

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2022)
    • CF11 Money Laundering Reporting (4 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 3 May 2011)
    • CF3 Chief Executive (1 Dec 2001 to 3 May 2011)
  • Miguel Maria Sa Pais Do Amaral

    IRN MMS01073

    • CF2 Non Executive Director (31 Dec 2007 to 30 Jun 2014)
  • Pawel Pawlowski

    IRN PXP01372

    • CF1 Director (17 May 2011 to 17 Nov 2011)
    • CF30 Customer (17 Feb 2009 to 30 Nov 2012)
  • Pedro Augusto Santana Figueiredo

    IRN PAF01063

    • CF2 Non Executive Director (1 Dec 2001 to 30 Oct 2007)
  • Robert Edwin Glover Iggulden

    IRN REI00002

    • CF2 Non Executive Director (12 Dec 2007 to 8 Dec 2019)
  • Robert Thomas Hinaman

    IRN RTH01044

    • CF30 Customer (22 Mar 2010 to 28 Nov 2011)
    • CF1 Director (22 Mar 2010 to 28 Nov 2011)
  • Sebastian Alexander Church

    IRN SXC01370

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Shrenik Dhirajlal Davda

    IRN SDD01021

    • CF30 Customer (17 May 2011 to 30 Jun 2014)
    • CF3 Chief Executive (17 May 2011 to 3 Jun 2013)
    • CF11 Money Laundering Reporting (17 May 2011 to 3 Jun 2013)
  • Steven Marius Van Weede

    IRN SMV01010

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF1 Director (28 Sep 2007 to 3 Jun 2013)
    • CF23 Corporate Finance Adviser (28 Sep 2007 to 31 Oct 2007)
  • Tatiana Grechko

    IRN TXG01239

    • CF30 Customer (16 Feb 2009 to 11 Mar 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.