Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gryphon Emerging Markets Limited (no longer approved here)

    FRN 189433

    • CF11 Money Laundering Reporting (17 May 2011 to 3 Jun 2013)
    • CF3 Chief Executive (17 May 2011 to 3 Jun 2013)
    • CF30 Customer (17 May 2011 to 30 Jun 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF23 Corporate Finance Adviser (10 Oct 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.