Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gryphon Emerging Markets Limited (no longer approved here)

    FRN 189433

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • FERNDALE INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 308161

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (AR) (28 May 2008 to 10 Nov 2020)
    • CF10 Compliance Oversight (28 May 2008 to 8 Dec 2019)
  • Fexco Property Services (Management) Limited (no longer approved here)

    FRN 426127

    • (1)Employed By (28 May 2008 to 10 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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