This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Grove & Dean Mortgages & Financial Services Ltd

Watch for changes

FRN: 401379

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Barry Stuart Gulliver
IRN BSG00003
- (2)Employed By (22 Jun 2004 to 29 Jan 2013)
Gerald Richard Victor Salmon
IRN GRS00009
- (4)Employed By (17 Jun 2004 to 30 Apr 2009)
Ian Michael Cox
IRN IMC00010
- (5)Employed By (12 Feb 2013 to 1 Dec 2015)
Paul James Hassall
IRN PJH00066
- (3)Employed By (27 Dec 2012 to 25 Nov 2013)
Paul John Collett
IRN PJC00031
- (1)Employed By (25 Jun 2004 to 1 Dec 2015)
Simon William Marns
IRN SWM00005
- (6)Employed By (17 Jun 2004 to 28 Jun 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.