Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 29 Jan 2013)
    • CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
    • CF1 Director (AR) (25 Jun 2004 to 1 Dec 2015)
    • CF22 Investment Adviser (Trainee) (25 Jun 2004 to 14 Apr 2005)
  • GROVE & DEAN LIMITED (no longer approved here)

    FRN 307002

    • CF1 Director (31 Oct 2004 to 22 Aug 2017)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 22 Aug 2017)
    • CF3 Chief Executive (31 Oct 2004 to 2 Apr 2012)
  • Grove & Dean Mortgages & Financial Services Ltd (no longer approved here)

    FRN 401379

    • (1)Employed By (25 Jun 2004 to 1 Dec 2015)
  • Grove & Dean Ltd (no longer approved here)

    FRN 134530

    • (4)Employed By (1 Oct 1998 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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