Simon William Marns

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paragon Independent Limited

    FRN 440589

    • SMF3 Executive Director (since 7 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Nov 2006 to 28 Dec 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 28 Jun 2005)
  • Grove & Dean Ltd (no longer approved here)

    FRN 134530

    • (10)Employed By (1 Dec 2001 to 2 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.