Grosvenor Financial Asset Management Limited

Date authorised
1 April 2013
Companies House
04691505
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Churchill Place
    London
    Tower Hamlets
    E14 5RE
    UNITED KINGDOM
    Phone
    +4402079359998
    Web
    http://www.grosvenor-financial.com

  • Complaints Contact

    30 Churchill Place
    London
    Tower Hamlets
    E14 5RE
    UNITED KINGDOM
    Phone
    +4402079359998

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amir Fanian

    IRN AHF01031

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (4 Apr 2011 to 23 Mar 2012)
    • CF30 Customer (28 Nov 2007 to 8 Dec 2019)
  • Amreetpal Singh Summan

    IRN AXS02284

    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Material risk taker (since 3 Jul 2023)
    • [FCA CF] Client dealing (7 Apr 2022 to 24 Mar 2023)
  • Christopher Michael Rubin

    IRN CMR01111

    • CF30 Customer (11 Sep 2009 to 26 Jun 2013)
  • Christopher Pavlovski

    IRN CXP01651

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2021)
    • CF30 Customer (13 Jun 2014 to 8 Dec 2019)
  • Claudio Fabbri

    IRN CXF01457

    • CF30 Customer (5 Jun 2015 to 11 Apr 2017)
  • David Ritchie

    IRN DXR01612

    • CF30 Customer (9 Mar 2010 to 5 Oct 2011)
  • Debra Robertson

    IRN DXR01639

    • CF30 Customer (14 Feb 2011 to 5 Apr 2011)
  • Dominick Baron

    IRN DXB02164

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2021)
    • CF30 Customer (3 Aug 2017 to 8 Dec 2019)
  • Farzad Mimeh

    IRN FXJ01066

    • CF1 Director (AR) (4 Jul 2011 to 23 Mar 2012)
    • CF30 Customer (1 Jul 2010 to 27 Aug 2013)
  • Jefferson Leeper

    IRN JXL01731

    • CF30 Customer (11 Feb 2009 to 26 Mar 2010)
    • CF1 Director (AR) (11 Feb 2009 to 26 Mar 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.