Dominick Baron

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ruby Capital Partners LLP
FRN 430092
- [FCA CF] Client dealing (since 31 Jul 2025)
- CF30 Customer (29 Sep 2021 to 31 Jul 2025)
CP CAPITAL MANAGEMENT LTD (no longer approved here)
FRN 957654
- Employed By (29 Sep 2021 to 31 Jul 2025)
Grosvenor Financial Asset Management Limited (no longer approved here)
FRN 451634
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2021)
- CF30 Customer (3 Aug 2017 to 8 Dec 2019)
Titan Settlement & Custody Ltd (no longer approved here)
FRN 533039
- CF30 Customer (19 Nov 2013 to 23 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.