GRIERSON DICKENS LIMITED

• Principal Place of Business

  10 St. Georges Yard

  Farnham

  Surrey

  GU9 7LW

  UNITED KINGDOM

  Phone

  +4401252718638

  Web

  https://www.griersondickens.co.uk

• Complaints Contact

  10 St. Georges Yard

  Farnham

  Surrey

  GU9 7LW

  UNITED KINGDOM

  Phone

  +4401252718638

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• BEN KEMMISH

  IRN BXK01510

  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 15 Aug 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
• Charles Michael Henharen Knight

  IRN CXK00131

  • [FCA CF] Client dealing (30 Sep 2021 to 31 Oct 2022)
  • [FCA CF] Functions requiring qualifications (30 Sep 2021 to 31 Oct 2022)
• Gregory James Parker

  IRN GJP01115

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 17 Feb 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 May 2008 to 8 Dec 2019)
• James Grierson Dickens

  IRN JGD00003

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Manager of certification employee (since 19 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (8 Nov 2004 to 1 Nov 2007)
  • CF24 Pension Transfer Specialist (8 Nov 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
  • CF1 Director (8 Nov 2004 to 8 Dec 2019)
• Joanne Melanie Ranger

  IRN JMR01152

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Aug 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Nov 2023)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (8 Nov 2004 to 8 Dec 2019)
  • CF14 Risk Assessment (8 Nov 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Nov 2004 to 4 Dec 2006)
  • CF10 Compliance Oversight (8 Nov 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Nov 2004 to 8 Dec 2019)
• Joshua Jordan Vincent

  IRN JXV00185

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2023)
  • [FCA CF] Client dealing (since 16 Nov 2023)
• Olivia Jean Mary Jennings

  IRN OXJ00034

  • SMF3 Executive Director (since 9 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2025)
  • SMF16 Compliance Oversight (since 18 Aug 2025)
  • Responsible for Insurance Distribution (since 18 Aug 2025)
• Timothy Hudson

  IRN TXH24462

  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2020 to 31 Aug 2023)
• Victoria Jane Watson

  IRN VXS01026

  • CF30 Customer (1 Nov 2017 to 30 Aug 2019)

No changes recorded yet.