Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • GRIERSON DICKENS LIMITED (no longer approved here)

    FRN 403259

    • CF30 Customer (1 Nov 2017 to 30 Aug 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (28 Oct 2008 to 14 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.