Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GRIERSON DICKENS LIMITED
FRN 403259
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Aug 2025)
- Responsibility for MCD Intermediation (21 Mar 2016 to 10 Nov 2023)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF21 Investment Adviser (8 Nov 2004 to 4 Dec 2006)
- CF1 Director (8 Nov 2004 to 8 Dec 2019)
- CF14 Risk Assessment (8 Nov 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (8 Nov 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Nov 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.