Greystone Financial Services Limited

• Principal Place of Business

  Foundation House

  Scott Drive

  Altrincham

  Cheshire

  WA15 8AB

  UNITED KINGDOM

  Phone

  +4401619277222

  Web

  https://www.greystonefs.co.uk

• Complaints Contact

  Foundation House

  Scott Drive

  Altrincham

  Cheshire

  WA15 8AB

  UNITED KINGDOM

  Phone

  +4401619277222

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

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  • · The firm may not broker credit for the purpose of increasing the funds available for investment

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to advising customers to use investments to repay debts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Austin John Charles Hutchinson

  IRN AJH00158

  • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2006)
• Barbara Dunbavand

  IRN BXD01121

  • CF1 Director (AR) (2 Apr 2002 to 16 Dec 2015)
• Barry Anthony Beckett

  IRN BAB00019

  • [FCA CF] Client dealing (1 Nov 2022 to 24 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 15 May 2024)
• Bruce James Fayle

  IRN BJF00019

  • Responsible for Insurance Mediation (14 Jan 2005 to 16 Sep 2011)
  • CF1 Director (10 Jan 2003 to 16 Sep 2011)
  • CF10 Compliance Oversight (1 Dec 2001 to 16 Sep 2011)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Sep 2011)
• Catherine Concepta Trainor

  IRN CCT00006

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 27 Jul 2007)
• Charles Graves

  IRN CXG01400

  • Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 2 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2021)
  • CF30 Customer (1 Nov 2007 to 2 Oct 2023)
  • CF22 Investment Adviser (Trainee) (6 Aug 2007 to 31 Oct 2007)
• Charles Philip Parsons

  IRN CPP01024

  • CF1 Director (AR) (2 Apr 2002 to 31 Mar 2019)
• Christopher Frederick Dent

  IRN CFD00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
  • CF13 Finance (1 Dec 2001 to 1 Oct 2006)
  • CF3 Chief Executive (1 Dec 2001 to 1 Oct 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Oct 2006)
  • CF1 Director (AR) (1 Dec 2001 to 1 Oct 2006)
  • CF1 Director (1 Dec 2001 to 1 Oct 2006)
• Christopher John Eaton

  IRN CJE00019

  • CF30 Customer (1 Apr 2009 to 31 Dec 2012)
• Claire Louise Finch

  IRN CLF01034

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)

• MDC Financial Planning Limited

  FRN 934745 · Appointed 23 Sep 2020

• Hillyer McKeown Financial Services LLP

  FRN 531084 · Appointed 6 Sep 2010

• HLB Financial Services Limited

  FRN 207576 · Appointed 7 Dec 2001

• 3G Financial Limited (no longer appointed)

  FRN 664558 · Appointed 12 Jan 2015 · Until 30 Sep 2023

• Becketts Greystone Private Wealth Management LLP (no longer appointed)

  FRN 602353 · Appointed 10 Jun 2013 · Until 29 Jan 2015

• Greystone Employee Benefits Ltd (no longer appointed)

  FRN 191780 · Appointed 10 May 2000 · Until 19 Feb 2007

No changes recorded yet.