Gresham House Asset Management Limited

• Principal Place of Business

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +442038376270

  Web

  https://www.greshamhouse.com

• Complaints Contact

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +4402039030571

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Bickerstaffe

  IRN DXB80702

  • [FCA CF] Client dealing (since 11 Nov 2022)
• David Gardiner

  IRN DXG00241

  • [FCA CF] Manager of certification employee (since 12 Mar 2021)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
  • [FCA CF] Client dealing (since 12 Mar 2021)
• Duncan James Langlands Abbot

  IRN DJA01129

  • CF1 Director (6 Nov 2015 to 30 Jun 2016)
  • CF11 Money Laundering Reporting (6 Nov 2015 to 30 Jun 2016)
  • CF10 Compliance Oversight (6 Nov 2015 to 30 Jun 2016)
• EDWARD ASTON WASS

  IRN EAW01051

  • [FCA CF] Client dealing (since 20 Dec 2021)
• EDWARD BARNABY RUSSELL SIMPSON

  IRN EBS01002

  • [FCA CF] Material risk taker (12 Mar 2021 to 13 Feb 2023)
  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
• Edward Charles Goldsworthy

  IRN ECG01021

  • [FCA CF] Material risk taker (12 Mar 2021 to 2 Jul 2021)
  • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
• Edward Charles Latter

  IRN ECL01027

  • [FCA CF] Client dealing (since 31 Jul 2023)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
  • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
• Edward Daniels

  IRN EJD01042

  • CF29 Significant management (13 Mar 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (13 Mar 2019 to 9 Dec 2019)
  • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
• Elizabeth Sophie Darbourne

  IRN ESD01022

  • CF30 Customer (15 Jun 2018 to 8 Dec 2019)
• Eoin McDonald

  IRN EXM00473

  • [FCA CF] Material risk taker (since 6 Feb 2025)
  • [FCA CF] Client dealing (since 6 Feb 2025)

• GH Strategic Public Equity JV Co Limited (no longer appointed)

  FRN 845216 · Appointed 2 Jul 2019 · Until 10 Dec 2020 · Tied agent

No changes recorded yet.