Gresham House Asset Management Limited

• Principal Place of Business

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +442038376270

  Web

  https://www.greshamhouse.com

• Complaints Contact

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +4402039030571

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Robertson

  IRN MGR01079

  • [FCA CF] Client dealing (since 4 Mar 2024)
• Matthew Green

  IRN MXG01777

  • [FCA CF] Manager of certification employee (since 29 Feb 2024)
  • [FCA CF] Client dealing (since 31 Jul 2023)
  • [FCA CF] Material risk taker (12 Mar 2021 to 29 Feb 2024)
  • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
• Matthew Jones

  IRN MXJ00211

  • [FCA CF] Client dealing (20 Dec 2021 to 16 Jul 2024)
• Matthew Mead

  IRN MXM01416

  • [FCA CF] Client dealing (since 20 Dec 2021)
• Matthew Stewart Giles

  IRN MXG16502

  • [FCA CF] Manager of certification employee (since 12 Mar 2021)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Maya Caroline Ward

  IRN MXW00370

  • [FCA CF] Client dealing (since 29 Feb 2024)
  • [FCA CF] Material risk taker (12 Mar 2021 to 29 Feb 2024)
• Michael Benson Woodman

  IRN MBW01059

  • [FCA CF] Material risk taker (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 1 Nov 2023)
• Michael Christopher Woolley

  IRN MCW01137

  • [FCA CF] Client dealing (12 Mar 2021 to 23 Jun 2021)
  • [FCA CF] Manager of certification employee (12 Mar 2021 to 23 Jun 2021)
• Michael Hart

  IRN MXH02269

  • CF30 Customer (23 Oct 2017 to 3 Oct 2018)
  • CF1 Director (23 Oct 2017 to 3 Oct 2018)
• Michael William Adams

  IRN MWA01026

  • SMF3 Executive Director (21 Feb 2024 to 31 Jan 2025)

• GH Strategic Public Equity JV Co Limited (no longer appointed)

  FRN 845216 · Appointed 2 Jul 2019 · Until 10 Dec 2020 · Tied agent

No changes recorded yet.