Gresham House Asset Management Limited

• Principal Place of Business

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +442038376270

  Web

  https://www.greshamhouse.com

• Complaints Contact

  Gresham House

  80 Cheapside

  London

  City Of London

  EC2V 6EE

  UNITED KINGDOM

  Phone

  +4402039030571

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Friedlos

  IRN NXF01228

  • CF30 Customer (20 Dec 2016 to 13 Nov 2019)
• Oliver Gordon Hughes

  IRN OGH01003

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (13 Jan 2020 to 3 Mar 2025)
  • CF1 Director (3 Apr 2019 to 8 Dec 2019)
• Osita Egbubine

  IRN OXE01082

  • CF11 Money Laundering Reporting (25 Jan 2018 to 1 Sep 2019)
  • CF10 Compliance Oversight (25 Jan 2018 to 1 Sep 2019)
• Pardip Kaur Khroud

  IRN PKK01032

  • CF30 Customer (14 Nov 2016 to 3 Jun 2019)
• Patrick Lawless

  IRN PXL00280

  • Director of firm who is not a certification employee or a SMF manager (3 Oct 2022 to 13 Sep 2024)
• Paul James Dudley

  IRN PJD01161

  • [FCA CF] Material risk taker (12 Mar 2021 to 30 Jul 2021)
• Peter Bachmann

  IRN PXB00314

  • SMF3 Executive Director (since 4 Jan 2023)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
• Peter Bolton

  IRN PXB00309

  • [FCA CF] Material risk taker (25 Mar 2024 to 27 Aug 2024)
  • [FCA CF] Client dealing (12 Mar 2021 to 27 Aug 2024)
• Peter William Hamlet Redman

  IRN PWR01057

  • [FCA CF] Significant management (14 Nov 2023 to 16 Feb 2026)
• Rebecca Stella Craddock-Taylor

  IRN RSC01112

  • [FCA CF] Material risk taker (since 12 Mar 2021)

• GH Strategic Public Equity JV Co Limited (no longer appointed)

  FRN 845216 · Appointed 2 Jul 2019 · Until 10 Dec 2020 · Tied agent

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