Gramercy Ltd

• Principal Place of Business

  3 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +12035521902

  Web

  https://www.gramercy.com

• Complaints Contact

  3 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +12035521902

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Barry

  IRN JXB02937

  • [FCA CF] Client dealing (4 Jun 2024 to 10 Jan 2025)
  • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
• Jason Cook

  IRN JXC02449

  • CF1 Director (11 Mar 2014 to 2 Jun 2017)
  • CF11 Money Laundering Reporting (11 Mar 2014 to 2 Jun 2017)
  • CF30 Customer (11 Mar 2014 to 2 Jun 2017)
  • CF10 Compliance Oversight (11 Mar 2014 to 2 Jun 2017)
• John Charles Wright

  IRN JCW01189

  • [FCA CF] Client dealing (since 10 Jan 2025)
• Milton John Koenigsberger

  IRN MJK01185

  • CF30 Customer (9 Mar 2015 to 1 Jun 2017)
• Philip Max Meier

  IRN PMM01164

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 May 2020)
  • [FCA CF] Client dealing (since 16 Dec 2019)
  • SMF3 Executive Director (since 16 Dec 2019)
  • CF30 Customer (30 May 2019 to 8 Dec 2019)
• Robert Koenigsberger

  IRN RXK01212

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (11 Mar 2014 to 8 Dec 2019)
• Robert Lanava

  IRN RXL01766

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
• Scott Seaman

  IRN SXS03170

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (11 Mar 2014 to 8 Dec 2019)
• Serge Lioutyi

  IRN SAL01120

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2019)
  • CF30 Customer (22 Sep 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (31 Jul 2017 to 8 Dec 2019)
• Simon Quijano - Evans

  IRN SXQ01045

  • [FCA CF] Client dealing (1 Oct 2024 to 31 May 2025)

No changes recorded yet.