Philip Max Meier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gramercy Ltd
FRN 608400
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 May 2020)
- SMF3 Executive Director (since 16 Dec 2019)
- [FCA CF] Client dealing (since 16 Dec 2019)
- CF30 Customer (30 May 2019 to 8 Dec 2019)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF30 Customer (3 Dec 2014 to 17 May 2019)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF30 Customer (17 Mar 2014 to 7 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.