Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (11 Mar 2014 to 2 Jun 2017)
- CF10 Compliance Oversight (11 Mar 2014 to 2 Jun 2017)
- CF11 Money Laundering Reporting (11 Mar 2014 to 2 Jun 2017)
- CF30 Customer (11 Mar 2014 to 2 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.